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* feat(authz): add built-in RBAC provider and provider factory (Phase 1A-2, #4063) Phase 1A-2: RBAC provider + provider factory. No runtime behavior change. New authz/rbac.py — RbacAuthorizationProvider: - allow: '*' / True / list / [] / missing → deny-wins semantics - deny always overrides all allow forms - resource name explicit mapping (tool→tools, model→models, etc.) - unknown/missing role raises ValueError (never silent allow) - config compiled to immutable frozensets at construction - filter_resources preserves order, no mutation, consistent with authorize - sync == async decisions New authz/runtime.py — resolve_authorization_provider: - disabled → None (no import attempted) - enabled + no provider → ValueError - invalid class path / construction failure → ValueError with path - isinstance Protocol check post-construction - no caching, no fail_closed/default_role injection 48 tests (37 RBAC + 11 factory). No config schema change, no config_version bump. Per RFC #4063 Phase 1A-2. Layer 1/Layer 2 wiring deferred to Phase 1B. * fix(authz): reject unknown RBAC provider config Fail fast on misspelled top-level RBAC settings, cover factory error propagation, and record Phase 1B policy and audit caveats. * fix(authz): reject unreachable resource aliases Fail fast when RBAC config uses reserved request-side aliases, preserve same-name and custom resources, and add regression coverage for every mapped alias. * fix(authz): validate RBAC request identifiers
417 lines
17 KiB
Python
417 lines
17 KiB
Python
"""Tests for the built-in RbacAuthorizationProvider."""
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from __future__ import annotations
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import asyncio
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import pytest
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from deerflow.authz.provider import AuthzRequest, Principal
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from deerflow.authz.rbac import RbacAuthorizationProvider
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# --- Helpers ---
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def _make_request(
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*,
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role: str = "user",
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resource: str = "tool",
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action: str = "call",
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target: str = "bash",
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) -> AuthzRequest:
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return AuthzRequest(
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principal=Principal(role=role),
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resource=resource,
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action=action,
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target=target,
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)
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def _provider(roles: dict) -> RbacAuthorizationProvider:
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return RbacAuthorizationProvider(roles=roles)
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# --- Allow semantics ---
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class TestAllowSemantics:
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"""Verify all forms of `allow` configuration."""
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def test_wildcard_allow(self):
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p = _provider({"user": {"tools": {"allow": "*"}}})
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assert p.authorize(_make_request(target="bash")).allow is True
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assert p.authorize(_make_request(target="write_file")).allow is True
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def test_boolean_true_allow(self):
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p = _provider({"user": {"tools": {"allow": True}}})
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assert p.authorize(_make_request(target="bash")).allow is True
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def test_boolean_false_deny_all(self):
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p = _provider({"user": {"tools": {"allow": False}}})
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assert p.authorize(_make_request(target="bash")).allow is False
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assert p.authorize(_make_request(target="web_search")).allow is False
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def test_list_allow(self):
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p = _provider({"user": {"tools": {"allow": ["web_search", "read_file"]}}})
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assert p.authorize(_make_request(target="web_search")).allow is True
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assert p.authorize(_make_request(target="read_file")).allow is True
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assert p.authorize(_make_request(target="bash")).allow is False
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def test_empty_list_deny_all(self):
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p = _provider({"user": {"tools": {"allow": []}}})
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assert p.authorize(_make_request(target="bash")).allow is False
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def test_allow_missing_defaults_to_allow_all(self):
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"""Missing `allow` means unrestricted (deny still applies)."""
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p = _provider({"user": {"tools": {"deny": ["bash"]}}})
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assert p.authorize(_make_request(target="bash")).allow is False
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assert p.authorize(_make_request(target="web_search")).allow is True
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# --- Deny semantics ---
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class TestDenySemantics:
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"""Deny always wins over allow."""
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def test_deny_overrides_wildcard(self):
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p = _provider({"user": {"tools": {"allow": "*", "deny": ["bash"]}}})
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assert p.authorize(_make_request(target="bash")).allow is False
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assert p.authorize(_make_request(target="web_search")).allow is True
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def test_deny_overrides_list_allow(self):
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p = _provider({"user": {"tools": {"allow": ["bash", "web_search"], "deny": ["bash"]}}})
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assert p.authorize(_make_request(target="bash")).allow is False
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assert p.authorize(_make_request(target="web_search")).allow is True
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def test_deny_overrides_boolean_true(self):
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p = _provider({"user": {"tools": {"allow": True, "deny": ["bash"]}}})
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assert p.authorize(_make_request(target="bash")).allow is False
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# --- Resource mapping ---
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class TestResourceMapping:
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"""tool → tools, model → models, etc."""
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@pytest.mark.parametrize(
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("request_alias", "config_key"),
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[
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("tool", "tools"),
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("model", "models"),
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("skill", "skills"),
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("mcp_server", "mcp_servers"),
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("route", "routes"),
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],
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)
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def test_reserved_request_alias_is_rejected(self, request_alias, config_key):
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with pytest.raises(ValueError, match=rf"resource key '{request_alias}'.*use '{config_key}'"):
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_provider({"user": {request_alias: {"allow": []}}})
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def test_alias_is_rejected_when_mapped_key_is_also_configured(self):
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with pytest.raises(ValueError, match=r"resource key 'tool'.*use 'tools'"):
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_provider(
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{
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"user": {
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"tools": {"allow": "*"},
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"tool": {"allow": []},
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}
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}
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)
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def test_same_name_mapping_is_valid(self):
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p = _provider({"user": {"sandbox": {"allow": []}}})
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assert p.authorize(_make_request(resource="sandbox", target="default")).allow is False
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def test_tool_maps_to_tools(self):
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p = _provider({"user": {"tools": {"allow": ["web_search"]}}})
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assert p.authorize(_make_request(resource="tool", target="web_search")).allow is True
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assert p.authorize(_make_request(resource="tool", target="bash")).allow is False
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def test_model_maps_to_models(self):
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p = _provider({"user": {"models": {"allow": ["gpt-4o"]}}})
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assert p.authorize(_make_request(resource="model", target="gpt-4o")).allow is True
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def test_unknown_resource_uses_original_name(self):
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p = _provider({"user": {"custom_resource": {"allow": ["item1"]}}})
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assert p.authorize(_make_request(resource="custom_resource", target="item1")).allow is True
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def test_resource_config_missing_means_unrestricted(self):
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"""If a role has no policy for a resource type, it's unrestricted."""
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p = _provider({"user": {"tools": {"allow": ["web_search"]}}})
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# No model policy configured → unrestricted
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assert p.authorize(_make_request(resource="model", target="any")).allow is True
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# --- Role resolution ---
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class TestRoleResolution:
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"""Unknown and missing roles must fail."""
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def test_known_role_works(self):
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p = _provider({"admin": {"tools": {"allow": "*"}}, "user": {"tools": {"allow": []}}})
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assert p.authorize(_make_request(role="admin", target="bash")).allow is True
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assert p.authorize(_make_request(role="user", target="bash")).allow is False
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def test_unknown_role_raises(self):
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"""Unknown role must raise ValueError, not return allow."""
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p = _provider({"admin": {"tools": {"allow": "*"}}})
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with pytest.raises(ValueError, match="Unknown role"):
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p.authorize(_make_request(role="editor", target="bash"))
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def test_missing_role_raises(self):
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"""None role must raise ValueError."""
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p = _provider({"admin": {"tools": {"allow": "*"}}})
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with pytest.raises(ValueError, match="no role"):
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p.authorize(_make_request(role=None, target="bash"))
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def test_empty_string_role_raises(self):
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p = _provider({"admin": {"tools": {"allow": "*"}}})
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with pytest.raises(ValueError, match="no role"):
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p.authorize(_make_request(role="", target="bash"))
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# --- filter_resources ---
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class TestFilterResources:
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"""Batch visibility filter."""
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def test_filter_preserves_order(self):
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p = _provider({"user": {"tools": {"allow": ["web_search", "bash", "read_file"]}}})
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result = p.filter_resources(Principal(role="user"), "tool", ["bash", "web_search", "write_file", "read_file"])
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assert result == ["bash", "web_search", "read_file"]
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def test_filter_no_duplicates_added(self):
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p = _provider({"user": {"tools": {"allow": "*"}}})
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result = p.filter_resources(Principal(role="user"), "tool", ["a", "b"])
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assert result == ["a", "b"]
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def test_filter_preserves_input_duplicates(self):
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p = _provider({"user": {"tools": {"allow": "*"}}})
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result = p.filter_resources(Principal(role="user"), "tool", ["a", "a", "b"])
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assert result == ["a", "a", "b"]
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def test_filter_does_not_modify_input(self):
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p = _provider({"user": {"tools": {"allow": ["a"]}}})
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candidates = ["a", "b", "c"]
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p.filter_resources(Principal(role="user"), "tool", candidates)
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assert candidates == ["a", "b", "c"]
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def test_filter_unrestricted_when_no_policy(self):
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p = _provider({"admin": {}})
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result = p.filter_resources(Principal(role="admin"), "tool", ["a", "b"])
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assert result == ["a", "b"]
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def test_filter_consistent_with_authorize(self):
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"""filter_resources result must match per-item authorize decisions."""
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p = _provider({"user": {"tools": {"allow": "*", "deny": ["bash"]}}})
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candidates = ["bash", "web_search", "read_file", "write_file"]
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filtered = p.filter_resources(Principal(role="user"), "tool", candidates)
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per_item = [c for c in candidates if p.authorize(_make_request(target=c)).allow]
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assert filtered == per_item
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@pytest.mark.parametrize("role", [None, ""])
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def test_filter_missing_role_raises(self, role):
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"""Visibility filtering propagates missing-role errors like authorize."""
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p = _provider({"user": {"tools": {"allow": "*"}}})
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with pytest.raises(ValueError, match="no role"):
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p.filter_resources(Principal(role=role), "tool", ["bash"])
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def test_filter_unknown_role_raises(self):
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"""Visibility filtering propagates unknown-role errors like authorize."""
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p = _provider({"user": {"tools": {"allow": "*"}}})
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with pytest.raises(ValueError, match="Unknown role"):
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p.filter_resources(Principal(role="editor"), "tool", ["bash"])
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@pytest.mark.parametrize("resource_type", [None, ""])
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def test_filter_invalid_resource_type_raises(self, resource_type):
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p = _provider({"user": {}})
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with pytest.raises(ValueError, match="resource_type must be a non-empty string"):
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p.filter_resources(Principal(role="user"), resource_type, ["bash"])
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@pytest.mark.parametrize(
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"roles",
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[
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{"user": {}},
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{"user": {"tools": {"allow": "*"}}},
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{"user": {"tools": {"allow": ["bash"]}}},
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],
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ids=["unrestricted", "wildcard", "allow-list"],
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)
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@pytest.mark.parametrize("candidates", [["bash", None], ["bash", ""]], ids=["null", "empty"])
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def test_filter_invalid_candidate_raises_for_every_policy_shape(self, roles, candidates):
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p = _provider(roles)
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with pytest.raises(ValueError, match=r"candidates\[1\] must be a non-empty string"):
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p.filter_resources(Principal(role="user"), "tool", candidates)
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@pytest.mark.parametrize("candidates", [None, ("bash",), "bash"])
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def test_filter_non_list_candidates_raises(self, candidates):
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p = _provider({"user": {"tools": {"allow": "*"}}})
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with pytest.raises(ValueError, match="candidates must be a list"):
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p.filter_resources(Principal(role="user"), "tool", candidates)
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# --- Request validation ---
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class TestRequestValidation:
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"""Malformed request identifiers must fail before any allow decision."""
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@pytest.mark.parametrize(
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"roles",
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[
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{"user": {}},
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{"user": {"tools": {"allow": "*"}}},
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{"user": {"tools": {"allow": ["bash"]}}},
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],
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ids=["unrestricted", "wildcard", "allow-list"],
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)
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@pytest.mark.parametrize("target", [None, ""], ids=["null", "empty"])
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def test_authorize_invalid_target_raises_for_every_policy_shape(self, roles, target):
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p = _provider(roles)
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with pytest.raises(ValueError, match="target must be a non-empty string"):
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p.authorize(_make_request(target=target))
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@pytest.mark.parametrize("resource", [None, ""], ids=["null", "empty"])
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def test_authorize_invalid_resource_raises(self, resource):
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p = _provider({"user": {"tools": {"allow": "*"}}})
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with pytest.raises(ValueError, match="resource must be a non-empty string"):
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p.authorize(_make_request(resource=resource))
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@pytest.mark.parametrize("target", [None, ""], ids=["null", "empty"])
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def test_aauthorize_invalid_target_matches_sync_validation(self, target):
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p = _provider({"user": {"tools": {"allow": "*"}}})
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with pytest.raises(ValueError, match="target must be a non-empty string"):
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asyncio.run(p.aauthorize(_make_request(target=target)))
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# --- Sync / async parity ---
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class TestSyncAsyncParity:
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def test_aauthorize_matches_authorize(self):
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p = _provider({"user": {"tools": {"allow": "*", "deny": ["bash"]}}})
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req = _make_request(target="bash")
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sync = p.authorize(req)
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async_ = asyncio.run(p.aauthorize(req))
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assert sync.allow == async_.allow
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assert sync.reasons[0].code == async_.reasons[0].code
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# --- Construction validation ---
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class TestConstructionValidation:
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"""Invalid config must fail at construction, not at request time."""
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def test_unknown_provider_config_key_raises(self):
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with pytest.raises(ValueError, match="unknown provider config keys.*bogus"):
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RbacAuthorizationProvider(roles={"user": {}}, bogus=True)
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def test_misspelled_roles_key_raises(self):
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with pytest.raises(ValueError, match="unknown provider config keys.*rolez"):
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RbacAuthorizationProvider(rolez={"user": {}})
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def test_non_dict_roles_raises(self):
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with pytest.raises(ValueError, match="roles must be a dict"):
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RbacAuthorizationProvider(roles=["not", "a", "dict"])
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def test_non_dict_role_config_raises(self):
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with pytest.raises(ValueError, match="config must be a dict"):
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RbacAuthorizationProvider(roles={"user": "not a dict"})
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def test_non_dict_resource_policy_raises(self):
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with pytest.raises(ValueError, match="must be a dict"):
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RbacAuthorizationProvider(roles={"user": {"tools": "not a dict"}})
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def test_invalid_allow_type_raises(self):
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with pytest.raises(ValueError, match="allow must be"):
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RbacAuthorizationProvider(roles={"user": {"tools": {"allow": 42}}})
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def test_invalid_allow_string_raises(self):
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with pytest.raises(ValueError, match="allow string must be"):
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RbacAuthorizationProvider(roles={"user": {"tools": {"allow": "not_wildcard"}}})
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def test_non_string_in_allow_list_raises(self):
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with pytest.raises(ValueError, match="non-string"):
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RbacAuthorizationProvider(roles={"user": {"tools": {"allow": ["ok", 42]}}})
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def test_non_string_in_deny_list_raises(self):
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with pytest.raises(ValueError, match="non-string"):
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RbacAuthorizationProvider(roles={"user": {"tools": {"deny": ["ok", None]}}})
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def test_empty_string_in_allow_list_raises(self):
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with pytest.raises(ValueError, match="non-string or empty"):
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RbacAuthorizationProvider(roles={"user": {"tools": {"allow": ["ok", ""]}}})
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def test_invalid_deny_type_raises(self):
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with pytest.raises(ValueError, match="deny must be"):
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RbacAuthorizationProvider(roles={"user": {"tools": {"deny": 42}}})
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def test_empty_role_name_raises(self):
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with pytest.raises(ValueError, match="non-empty string"):
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RbacAuthorizationProvider(roles={"": {"tools": {"allow": "*"}}})
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def test_empty_resource_key_raises(self):
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with pytest.raises(ValueError, match="invalid resource key"):
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RbacAuthorizationProvider(roles={"user": {"": {"allow": "*"}}})
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def test_explicit_null_allow_raises(self):
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"""`allow: null` must NOT be treated as missing — it's a config error."""
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with pytest.raises(ValueError, match="allow must not be null"):
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RbacAuthorizationProvider(roles={"user": {"tools": {"allow": None}}})
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def test_explicit_null_deny_raises(self):
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"""`deny: null` must NOT be treated as missing — it's a config error."""
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with pytest.raises(ValueError, match="deny must not be null"):
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RbacAuthorizationProvider(roles={"user": {"tools": {"allow": "*", "deny": None}}})
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def test_unknown_policy_key_raises(self):
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"""Misspelled keys (e.g. 'alow') must be rejected, not silently ignored."""
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with pytest.raises(ValueError, match="unknown policy keys"):
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RbacAuthorizationProvider(roles={"user": {"tools": {"alow": ["web_search"]}}})
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def test_unknown_policy_key_with_valid_keys_raises(self):
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"""Unknown key alongside valid keys must still be rejected."""
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with pytest.raises(ValueError, match="unknown policy keys"):
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RbacAuthorizationProvider(roles={"user": {"tools": {"allow": "*", "permt": ["extra"]}}})
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def test_mixed_type_unknown_keys_raises_value_error(self):
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"""Mixed-type unknown keys (e.g. str + int) must raise ValueError,
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not TypeError from sorted() comparison failure."""
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with pytest.raises(ValueError, match="unknown policy keys"):
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RbacAuthorizationProvider(roles={"user": {"tools": {1: "bad", "other": "bad"}}})
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# --- Config immutability ---
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class TestConfigImmutability:
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"""Provider must not be affected by post-construction config mutation."""
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def test_mutating_config_after_construction_does_not_change_behavior(self):
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roles_config = {"user": {"tools": {"allow": ["bash"]}}}
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p = RbacAuthorizationProvider(roles=roles_config)
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# Mutate the original config
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roles_config["user"]["tools"]["allow"] = ["web_search"]
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roles_config["admin"] = {"tools": {"allow": "*"}}
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# Provider should still use the original compiled policy
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assert p.authorize(_make_request(target="bash")).allow is True
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assert p.authorize(_make_request(target="web_search")).allow is False
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# Unknown role added to config should not be known to provider
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with pytest.raises(ValueError, match="Unknown role"):
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p.authorize(_make_request(role="admin", target="bash"))
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# --- Protocol conformance ---
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class TestProtocolConformance:
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def test_rbac_is_authorization_provider(self):
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from deerflow.authz.provider import AuthorizationProvider
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assert isinstance(RbacAuthorizationProvider(roles={}), AuthorizationProvider)
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